8-K
false000185884800018588482023-03-082023-03-08

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

March 8, 2023

Tenaya Therapeutics, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-40656

 

81-3789973

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

171 Oyster Point Boulevard, Suite 500

South San Francisco, CA 94080

(Address of principal executive offices, including zip code)

(650) 825-6990

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of exchange

on which registered

Common Stock, $0.0001 par value per share

 

TNYA

 

The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

 


 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


 

Item 2.02 Results of Operations and Financial Condition.

On March 8, 2023, Tenaya Therapeutics, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2022. The full text of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

All of the information furnished in this Item 2.02 and Item 9.01 (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
No.

 

Description

 

 

99.1

 

Press Release of Tenaya Therapeutics, Inc., dated March 8, 2023

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

TENAYA THERAPEUTICS, INC.

 

 

By:

 

/s/ Leone D. Patterson, M.B.A.

 

 

 

 

Leone D. Patterson, M.B.A.

 

 

 

 

Chief Financial and Business Officer

 

 

 

 

 

Date: March 8, 2023

 

 

 

 

 

 


EX-99

 

Exhibit 99.1

https://cdn.kscope.io/b45a988f426f5b00bafc7b75d33cdd73-img92481827_0.jpg 

 

Tenaya Therapeutics Reports Fourth Quarter and Full Year 2022 Financial Results and Provides Business Update

 

TN-201 IND Cleared in January; Plan to Begin Phase 1b Dosing in MYBPC3-associated HCM Patients
in Third Quarter 2023

 

Dosing Commenced in Multiple-Ascending Dose Stage of First-In-Human Clinical Trial of TN-301; Data Anticipated in Second Half 2023

 

2022 Year End Cash and Investments of $204 Million; Runway to Fund Operations into First Half 2025
 

 

South San Francisco, Calif. – March 8, 2023 – Tenaya Therapeutics, Inc. (NASDAQ: TNYA), a clinical-stage biotechnology company with a mission to discover, develop and deliver potentially curative therapies that address the underlying causes of heart disease, today reported financial results for the fourth quarter and full year ended December 31, 2022 and provided a corporate update.

 

“Tenaya enters 2023 well capitalized and with meaningful milestones ahead,” said Faraz Ali, Chief Executive Officer of Tenaya. “This year, we look forward to beginning clinical testing of our lead gene therapy candidate, TN-201, sharing data from our first-in-human clinical trial of TN-301, and submitting an IND for our TN-401 gene therapy candidate, as well as presenting additional data detailing insights on current pipeline candidates and emerging platform innovations.”

 

Business and Program Updates

TN-201 – MYBPC3 Gene Therapy Program for Genetic Hypertrophic Cardiomyopathy (HCM)

In January 2023, Tenaya received notification from the U.S. Food and Drug Administration (FDA) that clinical testing of TN-201 may proceed based on the agency’s review of the company’s Investigational New Drug (IND) application. TN-201 is designed to deliver a fully functional MYBPC3 gene to restore normal levels of MyBP-C protein and thereby potentially halt disease progression and reverse the course of genetic HCM after a single dose.
Tenaya plans to commence a Phase 1b multi-center, open-label, dose-escalation study to assess the safety, tolerability and pharmacodynamics of a one-time intravenous infusion of TN-201 in symptomatic adults with MYBPC3-associated HCM in the third quarter of 2023. Initial data from the Phase 1b trial are anticipated in 2024.

 

TN-301 – Small Molecule HDAC6 Inhibitor for Heart Failure with Preserved Ejection Fraction (HFpEF)

Tenaya commenced dosing of healthy participants in the multiple-ascending dose (MAD) stage of its ongoing Phase 1 trial evaluating the safety, tolerability, pharmacokinetics, and pharmacodynamics of escalating oral doses of TN-301, a highly selective small molecule inhibitor of HDAC6 being developed for the potential treatment of HFpEF.
o
TN-301 was generally well tolerated during the single ascending (SAD) stage of Tenaya’s randomized, double-blind, placebo-controlled Phase 1 trial.

 


 

o
Initial target engagement, measured by the biomarker of tubulin acetylation, was achieved at dose levels thought to be in therapeutic ranges based on preclinical experiments.
Tenaya expects to report data from both the SAD and MAD stages of the Phase 1 clinical trial in the second half of 2023.

 

TN-401 – PKP2 Gene Therapy Program for Arrhythmogenic Right Ventricular Cardiomyopathy (ARVC)

Tenaya plans to submit an IND application for TN-401 to the FDA in the second half of 2023. IND-enabling studies and manufacturing of clinical supply are currently underway. TN-401 is designed to deliver a fully functional PKP2 gene to reverse disease and prevent arrhythmia after a single dose.

 

Financing:

In November 2022, Tenaya completed a follow-on public offering of approximately 25.4 million shares of its common stock and, to certain investors in lieu of common stock, pre-funded warrants to purchase up to an aggregate of approximately 6.2 million shares at a public offering price of $2.60 per share and $2.599 per pre-funded warrant. The net proceeds to Tenaya were $76.9 million after discounts, commissions, and other offering expenses.

 

Fourth Quarter and Full Year 2022 Financial Highlights

Cash Position: As of December 31, 2022, cash, cash equivalents and investments in marketable securities (current and noncurrent) were $204.2 million. Tenaya expects current cash, cash equivalents and investments in marketable securities (current and noncurrent) will be sufficient to fund the company into the first half of 2025.

Research & Development (R&D) Expenses: R&D expenses were $25.7 million for the fourth quarter and $94.5 million for the full year ended December 31, 2022. Non-cash stock-based compensation included in R&D expense was $1.1 million for the fourth quarter and $4.9 million for the full year ended December 31, 2022.
General & Administrative (G&A) Expenses: G&A expenses were $8.8 million for the fourth quarter and $31.1 million for the full year ended December 31, 2022. Non-cash stock-based compensation included in G&A expense was $2.1 million for the fourth quarter and $6.6 million for the full year ended December 31, 2022.
Net Loss: Net loss was $33.5 million, or $0.61 loss per share for the fourth quarter ended December 31, 2022. For the full year 2022, net loss was $123.7 million, or $2.76 per share. The number of Tenaya’s common stock outstanding as of December 31, 2022, was 66.9 million shares.

 

About Tenaya Therapeutics

Tenaya Therapeutics is a clinical-stage biotechnology company committed to a bold mission: to discover, develop and deliver potentially curative therapies that address the underlying drivers of heart disease. Leveraging its integrated and interrelated Gene Therapy, Cellular Regeneration and Precision Medicine platforms and proprietary core capabilities, the company is advancing a pipeline of novel therapies with diverse treatment modalities for rare genetic cardiovascular disorders and more prevalent heart conditions. Tenaya’s most advanced candidates include TN-201, a gene therapy for MYBPC3-associated hypertrophic cardiomyopathy (HCM), TN-401, a gene therapy for PKP2-associated arrhythmogenic right ventricular cardiomyopathy (ARVC), and TN-301, a small molecule HDAC6 inhibitor being initially developed for heart failure with preserved ejection fraction (HFpEF). Tenaya also has multiple early-stage programs progressing through preclinical development. For more information, visit www.tenayatherapeutics.com.

 

Forward-looking Statement

This press release contains forward-looking statements as that term is defined in Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Statements in this press release that are not purely historical are forward-looking statements. Words such as “look forward,” “plans,” “anticipated,” “expects,” “will,” and similar expressions are intended to identify forward-looking statements. Such forward-looking statements include, among other things, statements regarding 2023 key milestones, including the initiation of clinical testing of TN-201, data from the first-in-human clinical trial of TN-301, submission of the TN-401 IND and the presentation

 


 

of data from pipeline candidates and platform innovations; expected timing for, commencement of dosing in the Phase 1b clinical trial evaluating TN-201 and availability of initial data from the trial, data from the SAD and MAD stages of the Phase 1 clinical trial evaluating TN-301 and the submission of the TN-401 IND; the potential of, and expectations regarding, Tenaya’s product candidates; the sufficiency of Tenaya’s cash resources to fund the company into the first half 2025; and statements by Tenaya’s chief executive officer. The forward-looking statements contained herein are based upon Tenaya’s current expectations and involve assumptions that may never materialize or may prove to be incorrect. These forward-looking statements are neither promises nor guarantees and are subject to a variety of risks and uncertainties, including but not limited to: Tenaya’s ability to develop, initiate or complete preclinical studies and clinical trials for its product candidates; the timing, scope and likelihood of regulatory filings and approvals; the availability of data at the referenced times; risks associated with the process of discovering, developing and commercializing drugs that are safe and effective for use as human therapeutics and operating as an early stage company; Tenaya’s ability to raise any additional funding it will need to continue to pursue its business and product development plans; the potential for any clinical trial results to differ from preclinical, interim, preliminary, topline or expected results; Tenaya’s ability to successfully operate a manufacturing facility for clinical or commercial supply; Tenaya’s commercialization and marketing capabilities and strategy; the loss of key scientific or management personnel; competition in the industry in which Tenaya operates; Tenaya’s reliance on third parties; Tenaya’s ability to obtain and maintain intellectual property protection for its product candidates; negative impacts of the COVID-19 pandemic on Tenaya’s operations, including preclinical studies, planned clinical trials and manufacturing activities; general economic and market conditions; and other risks. Information regarding the foregoing and additional risks may be found in the section entitled “Risk Factors” in documents that Tenaya files from time to time with the Securities and Exchange Commission. These forward-looking statements are made as of the date of this press release, and Tenaya assumes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.

 

Contacts

Investors

Media

Michelle Corral

Vice President, Investor Relationship and

Corporate Communications
Tenaya Therapeutics
IR@tenayathera.com

Wendy Ryan
Ten Bridge Communications
Wendy@tenbridgecommunications.com


 

 

 


 

TENAYA THERAPEUTICS, INC.

Condensed Statements of Operations

(In thousands, except share and per share data)

(Unaudited)

 

 

 

Three Months Ended
December 31,

 

 

Year Ended
December 31,

 

 

 

2022

 

 

2021

 

 

2022

 

 

2021

 

Operating expenses:

 

 

 

 

 

 

 

 

 

 

 

 

Research and development

 

$

25,748

 

 

$

20,953

 

 

$

94,537

 

 

$

54,393

 

General and administrative

 

 

8,802

 

 

 

5,211

 

 

 

31,084

 

 

 

18,413

 

Total operating expenses

 

 

34,550

 

 

 

26,164

 

 

 

125,621

 

 

 

72,806

 

Loss from operations

 

 

(34,550

)

 

 

(26,164

)

 

 

(125,621

)

 

 

(72,806

)

Other income (expense), net:

 

 

 

 

 

 

 

 

 

 

 

 

Interest income

 

 

1,037

 

 

 

67

 

 

 

1,954

 

 

 

108

 

Other income (expense), net

 

 

(3

)

 

 

(54

)

 

 

2

 

 

 

(23

)

Total other income (expense), net

 

 

1,034

 

 

 

13

 

 

 

1,956

 

 

 

85

 

Net loss before income tax expense

 

 

(33,516

)

 

 

(26,151

)

 

 

(123,665

)

 

 

(72,721

)

Income tax expense

 

 

 

 

 

 

 

 

 

 

 

 

Net loss

 

 

(33,516

)

 

 

(26,151

)

 

 

(123,665

)

 

 

(72,721

)

Net loss per share, basic and diluted

 

$

(0.61

)

 

$

(0.63

)

 

$

(2.76

)

 

$

(4.10

)

Weighted-average shares used in computing net loss per share, basic and diluted

 

 

55,250,372

 

 

 

41,253,720

 

 

 

44,823,597

 

 

 

17,734,166

 

 

 

 

 


 

TENAYA THERAPEUTICS, INC.

Condensed Balance Sheet Data

(In thousands)

(Unaudited)

 

 

 

December 31,

 

 

 

2022

 

 

2021

 

Cash, cash equivalents and marketable securities

 

$

204,230

 

 

$

251,300

 

Total assets

 

$

278,945

 

 

$

314,189

 

Total liabilities

 

$

35,569

 

 

$

35,663

 

Total liabilities and stockholders’ equity

 

$

278,945

 

 

$

314,189